Robert WaxCRD Number: 5324021
Current Firm: Thornburg Investment Management Inc.
Robert Wax (CRD# 5324021) is an Investment Advisor Representative working at Thornburg Investment Management Inc. in Santa Fe, NM and has over 10 years of experience in the finance industry.
Longview Asset Management, LLC
Santa Fe Advisors LLC
Raymond James Financial Services Advisors, Inc.
|Thornburg Securities Corporation||Santa Fe, NM||Mar 2010 - Current||7|
|Citi Financial- Consumer Finance||Santa Fe, NM||Jan 2010 - Feb 2010||< 1|
|Unemployed||Albuquerque, NM||Aug 2009 - Jan 2010||< 1|
|Texas Christian University||Fort Worth, TX||May 2009 - Aug 2009||< 1|
|Fidelity Investments||Westlake, TX||Mar 2007 - May 2009||2|
|Kysor Panel Systems||Fort Worth, TX||May 2003 - Mar 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2007|
|S66||NASAA Uniform Combined State Law Examination||Mar 2008|
Total Assets Under Management54,858MILLIONS
Total Number of Accounts5,091ACCOUNTS
Average Account Value$10,775,486
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients