Barbara Dugan, financial advisor Santa Monica CA
93 score

Barbara Dugan

CRD Number: 5492471
Current Firm: J.p. Morgan Securities LLC

Barbara Dugan (CRD# 5492471) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Santa Monica, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Los Angeles, CA Apr 2014 - Current 2
Barbara Dugan Yoga And Wellness Playa Vista, CA Jan 2000 - Current 16
Bank Of America, N.a. Encino, CA Jul 2012 - Apr 2014 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Encino, CA Oct 2011 - Apr 2014 2
One Capital Management, LLC Woodland Hills, CA Apr 2011 - Oct 2011 < 1
One Capital Woodland Hills, CA Feb 2011 - Oct 2011 < 1
Axa Advisors Los Angeles, CA Jul 2008 - Oct 2010 2
Axa Advisors, LLC Los Angeles, CA Jul 2008 - Sep 2010 2
National Life Los Angeles, CA Apr 2008 - Jul 2008 < 1
National Life Of Vermont Beverly Hills, CA Feb 2008 - Jul 2008 < 1
Equity Services Inc. Beverly Hills, CA Feb 2008 - Jul 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2008
S66 NASAA Uniform Combined State Law Examination Feb 2012
Contact Info for Barbara E. Dugan
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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