Barbara DuganCRD Number: 5492471
Current Firm: J.p. Morgan Securities LLC
Barbara Dugan (CRD# 5492471) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Santa Monica, CA and has over 8 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|J.p. Morgan Securities LLC||Los Angeles, CA||Apr 2014 - Current||2|
|Barbara Dugan Yoga And Wellness||Playa Vista, CA||Jan 2000 - Current||17|
|Bank Of America, N.a.||Encino, CA||Jul 2012 - Apr 2014||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Encino, CA||Oct 2011 - Apr 2014||2|
|One Capital Management, LLC||Woodland Hills, CA||Apr 2011 - Oct 2011||< 1|
|One Capital||Woodland Hills, CA||Feb 2011 - Oct 2011||< 1|
|Axa Advisors||Los Angeles, CA||Jul 2008 - Oct 2010||2|
|Axa Advisors, LLC||Los Angeles, CA||Jul 2008 - Sep 2010||2|
|National Life||Los Angeles, CA||Apr 2008 - Jul 2008||< 1|
|National Life Of Vermont||Beverly Hills, CA||Feb 2008 - Jul 2008||< 1|
|Equity Services Inc.||Beverly Hills, CA||Feb 2008 - Jul 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2008|
|S66||NASAA Uniform Combined State Law Examination||Feb 2012|
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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