David Broman, financial advisor Santa Monica CA

David Broman

CRD Number: 2766936
Current Firm: Broman & Greig Asset Management, LLC

David Broman (CRD# 2766936) is an Investment Advisor Representative working at Broman & Greig Asset Management, LLC in Santa Monica, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
David P. Broman Westlake Village, CA Jan 2000 - Current 21
Broman & Greig Asset Management, LLC Santa Monica, CA May 1998 - Current 23
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for David P. Broman
Phone Number: 310-829-7654
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    35
    MILLIONS
  • Total Number of Accounts
    71
    ACCOUNTS
  • Average Account Value
    $489,310
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States

CA

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