Joshua Rothstein, financial advisor Santa Monica CA
93 score

Joshua Rothstein

CRD Number: 5624327
Current Firm: Angeles Wealth Management, LLC

Joshua Rothstein (CRD# 5624327) is an Investment Advisor Representative working at Angeles Wealth Management, LLC in Santa Monica, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Angeles Wealth Mangement Santa Monica, CA Jun 2014 - Current 2
Guggenheim Investment Advisors, LLC New York, NY Jul 2006 - Apr 2014 7
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jan 2009
S63 Uniform Securities State Law Examination Mar 2014
Contact Info for Joshua R. Rothstein
Phone Number: 310-393-6300
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    172
    MILLIONS
  • Total Number of Accounts
    65
    ACCOUNTS
  • Average Account Value
    $2,651,185
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, FL, TX

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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