Thomas Giardino, financial advisor Santa Monica CA

Thomas Giardino

CRD Number: 3178454
Current Firm: Sierra Investment Management Inc.

Thomas Giardino (CRD# 3178454) is an Investment Advisor Representative working at Sierra Investment Management Inc. in Santa Monica, CA and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Northern Lights Distributors, LLC Omaha, NE Jun 2016 - Current 4
Wright Fund Management, Llc & Sierra Investment Management Santa Monica, CA May 2016 - Current 5
Unemployed Scottsdale, AZ Jan 2016 - May 2016 < 1
Realty Capital Securities, LLC Boston, MA Nov 2014 - Jan 2016 1
Capital Investment Group, Inc. Irvine, CA Jul 2013 - Aug 2014 1
The Elements Financial Group, LLC Costa Mesa, CA May 2010 - Aug 2014 4
Pacific Financial Associates, Inc. San Juan Capistrano, CA Jun 2010 - Oct 2011 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2000
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Thomas Giardino
Phone Number: 310-452-1887
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    517
    MILLIONS
  • Total Number of Accounts
    1,007
    ACCOUNTS
  • Average Account Value
    $513,069
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, LA, NV, PA, TX, WA

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