Sara Cassidy, financial advisor Santa Rosa CA
93 score

Sara Cassidy

CRD Number: 5501311
Current Firm: Morgan Stanley

Sara Cassidy (CRD# 5501311) is an Investment Advisor Representative working at Morgan Stanley in Santa Rosa, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Smith Barney Santa Rosa, CA Jun 2011 - Current 5
Wells Fargo Advisors Financial Network, LLC Santa Rosa, CA Oct 2009 - Jun 2011 1
Morgan Stanley Smith Barney Santa Rosa, CA Jun 2009 - Oct 2009 < 1
Citigroup Global Markets, Inc. Santa Rosa, CA Feb 2008 - Jun 2009 1
Elaine Bell Catering Napa, CA May 2008 - Jun 2008 < 1
St. Joseph Hospital Eureka, CA Oct 2004 - Feb 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2009
Contact Info for Sara E. Cassidy
Phone Number: 914-225-5510
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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