Julia Miller, financial advisor Sarasota FL
81 score

Julia Miller

CRD Number: 5592071
Current Firm: Securities America Advisors, Inc.

Julia Miller (CRD# 5592071) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Sarasota, FL and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. Sarasota, FL May 2013 - Current 3
Securities America Advisors, Inc. Sarasota, FL May 2013 - Current 3
Morgan Stanley Smith Barney Sarasota, FL Mar 2010 - May 2013 3
Gf Investment Services, LLC Sarasota, FL Oct 2008 - Mar 2010 1
Global Financial Private Capital Sarasota, FL Oct 2007 - Mar 2010 2
Self Employed Sarasota, FL Jan 2006 - Mar 2010 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2009
S65 NASAA Investment Advisors Law Examination Jul 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Julia B. Miller
Phone Number: 402-399-9111
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    13,433
    MILLIONS
  • Total Number of Accounts
    92,356
    ACCOUNTS
  • Average Account Value
    $145,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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