Roberta Simpson, financial advisor Sarasota FL
93 score

Roberta Simpson

CRD Number: 1435264
Current Firm: Ameriprise Financial Services, Inc.

Roberta Simpson (CRD# 1435264) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Sarasota, FL and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services Sarasota, FL Aug 2010 - Current 6
Girard Securities, Inc. Sarasota, FL Apr 2010 - Aug 2010 < 1
Retirement Money Management Sarasota, FL Nov 2009 - Aug 2010 < 1
Tops Staffing Sarasota, FL Jul 2009 - Nov 2009 < 1
Unemployed Sarasota, FL Apr 2009 - Jul 2009 < 1
Gunnallen Sarasota, FL Jul 2007 - Apr 2009 1
Brookstreet Securities Corporation Irvine, CA May 2006 - Jul 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1994
S65 NASAA Investment Advisors Law Examination Oct 2010
Contact Info for Roberta J. Simpson
Phone Number: 612-671-3131
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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