Hui Yao Lu (CRD# 4527870) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Saratoga, CA and has over 21 years of experience in the finance industry.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rental Property | Cupertino, CA | Sep 2021 - Current | 2 |
| Gold House Realty And Mortgage | Saratoga, CA | Aug 2020 - Current | 3 |
| Lu And Wang Corp | Saratoga, CA | Jan 2019 - Current | 5 |
| Transamerica Financial Advisors, Inc. | Saratoga, CA | Jan 2012 - Current | 12 |
| Maricopa One Investment, LLC | Mesa, AZ | Feb 2005 - Current | 19 |
| Everland Investment, LLC | Carson City, NV | Feb 2005 - Current | 19 |
| World Financial Group | Saratoga, CA | Jun 2004 - Current | 19 |
| Sandhill Rei | Cupertino, CA | Jul 2019 - Jun 2020 | < 1 |
| Loan 4u | Cupertino, CA | Apr 2017 - Apr 2020 | 3 |
| Realtyonegroup - World Properties | Cupertino, CA | Apr 2017 - Jul 2017 | < 1 |
| Choice Properties, Inc. | Cupertino, CA | Jan 2004 - Sep 2015 | 11 |
| Realiant Financial | San Jose, CA | Dec 2002 - Sep 2015 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2002 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
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