Barbara Bertrand (CRD# 3217197) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Saratoga Sprgs, NY and has over 22 years of experience in the finance industry.
CRD# 1063197
Lpl Financial LLC
CRD# 6091481
The Ayco Company, LP
CRD# 5123632
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Oct 2019 - Current | 4 |
| Joseph Anderson | Latham, NY | Sep 2019 - Current | 4 |
| Northwestern Mutual Investment Services LLC | Latham, NY | Sep 2019 - Current | 4 |
| Keystone Financial | Albany, NY | Nov 2018 - Sep 2019 | < 1 |
| Keystone Financial | Albany, NY | Jun 2015 - Nov 2018 | 3 |
| Alex Tronco | Lathan, NY | Sep 2010 - May 2015 | 4 |
| Northwestern Mutual Investment Services LLC | Latham, NY | Aug 2010 - May 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2001 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2018 |
- NJ
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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