Paul Gugino, financial advisor Saratoga Springs NY

Paul Gugino

CRD Number: 6956083
Current Firm: The Ayco Company, LP

Paul Gugino (CRD# 6956083) is an Investment Advisor Representative working at The Ayco Company, LP in Saratoga Springs, NY and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Goldman Sachs & Company LLC Latham, NY Jan 2021 - Current 3
The Ayco Company, L.p./mercer Allied Latham, NY Nov 2019 - Jan 2021 1
Bank Of America, N.a. Williamsville, NY Aug 2018 - Oct 2019 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691) Williamsville, NY May 2018 - Oct 2019 1
Russell's Steaks, Chops, And More Williamsville, NY May 2017 - Sep 2018 1
Western New York Independent Living Buffalo, NY Jul 2013 - Aug 2018 5
University At Buffalo Amherst, NY Aug 2012 - May 2018 5
Rocky's Big City Games Williamsville, NY Dec 2016 - Aug 2017 < 1
Lasertron Joint Ventures Amherst, NY Oct 2015 - Dec 2016 1
Wtc Contracting Whitestone, NY Jul 2014 - Nov 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2018
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Paul E. Gugino
Phone Number: 518-886-4000
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    25,870
    MILLIONS
  • Total Number of Accounts
    46,004
    ACCOUNTS
  • Average Account Value
    $562,344
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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