John Kelly, financial advisor Saugerties NY

John Kelly

CRD Number: 5217352
Current Firm: Taconic Advisors

John Kelly (CRD# 5217352) is an Investment Advisor Representative working at Taconic Advisors in Saugerties, NY and has over 13 years of experience in the finance industry. John Kelly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Taconic Advisors, Inc. Saugerties, NY Apr 2017 - Current 6
Wells Fargo Clearing Services, LLC Hopewell Junction, NY Nov 2016 - Apr 2017 < 1
Wells Fargo Bank, Na Hopewell Junction, NY Oct 2016 - Apr 2017 < 1
Wells Fargo Advisors, LLC Hopewell Junction, NY Oct 2016 - Nov 2016 < 1
Neuberger Berman LLC New York, NY Apr 2015 - Sep 2016 1
Fidelity Brokerage Services LLC New York, NY Sep 2008 - Apr 2015 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2010
S65 NASAA Investment Advisors Law Examination Dec 2015
Contact Info for John A. Kelly
Phone Number: 845-486-5039
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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