John Kelly (CRD# 5217352) is an Investment Advisor Representative working at Taconic Advisors in Saugerties, NY and has over 13 years of experience in the finance industry. John Kelly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5619407
Edward Jones
CRD# 3149349
Lpl Financial LLC
CRD# 1710378
Cadaret Grant & Co Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Taconic Advisors, Inc. | Saugerties, NY | Apr 2017 - Current | 6 |
| Wells Fargo Clearing Services, LLC | Hopewell Junction, NY | Nov 2016 - Apr 2017 | < 1 |
| Wells Fargo Bank, Na | Hopewell Junction, NY | Oct 2016 - Apr 2017 | < 1 |
| Wells Fargo Advisors, LLC | Hopewell Junction, NY | Oct 2016 - Nov 2016 | < 1 |
| Neuberger Berman LLC | New York, NY | Apr 2015 - Sep 2016 | 1 |
| Fidelity Brokerage Services LLC | New York, NY | Sep 2008 - Apr 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2010 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2015 |
- NY
-
Total Assets Under Management156MILLIONS
-
Total Number of Accounts484ACCOUNTS
-
Average Account Value$323,194
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
MA, NY, PA
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