Adam Rothbart (CRD# 6172624) is an Investment Advisor Representative working at Integrated Wealth Concepts LLC in Scarborough, ME and has over 11 years of experience in the finance industry.
CRD# 6528663
Ubs Financial Services Inc.
CRD# 2883211
R M Davis Inc.
CRD# 4862526
Commonwealth Financial Network
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Portland, ME | Mar 2017 - Current | 7 |
| Integrated Wealth Concepts LLC | Portland, ME | Mar 2017 - Current | 7 |
| Rothbart Financial Services, LLC | Waltham, MA | Aug 2016 - Current | 7 |
| Allstate Insurance Co | Allen, TX | Nov 2014 - Mar 2017 | 2 |
| Penobscot Financial Advisors | Portland, ME | Aug 2014 - Nov 2014 | < 1 |
| Mid Atlantic Capital Corporation | Portland, ME | Aug 2014 - Nov 2014 | < 1 |
| Rothbart Financial Services LLC | South Portland, ME | Jul 2013 - Nov 2014 | 1 |
| Allstate Insurance Co | South Portland, ME | Sep 2011 - Aug 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2013 |
| S65 | NASAA Investment Advisors Law Examination | May 2016 |
- ME
- TX
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Total Assets Under Management12,394MILLIONS
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Total Number of Accounts44,485ACCOUNTS
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Average Account Value$278,622
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
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