Scott Barker, financial advisor Scarborough ME
83 score

Scott Barker

CRD Number: 1826578
Current Firm: Bankers Life Advisory Services, Inc.

Scott Barker (CRD# 1826578) is an Investment Advisor Representative working at Bankers Life Advisory Services, Inc. in Scarborough, ME and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Bankers Life Securities, Inc. Scarborough, ME May 2016 - Current < 1
Proequities, Inc. Scarborough, ME Jun 2010 - Current 6
Bankers Life And Casualty Chicago, IL Aug 2005 - Current 11
Uvest Financial Services Group, Inc. Scarborough, ME Mar 2006 - May 2010 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1992
S65 NASAA Investment Advisors Law Examination Jul 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Scott W. Barker
Phone Number: (312) 396-7654
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, CT, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MO, NC, NE, NH, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WV

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BADGES
83

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