Scott BarkerCRD Number: 1826578
Current Firm: Bankers Life Advisory Services, Inc.
Scott Barker (CRD# 1826578) is an Investment Advisor Representative working at Bankers Life Advisory Services, Inc. in Scarborough, ME and has over 25 years of experience in the finance industry.
F L Putnam Investment Management Company
Saltwater Harbor Financial LLC
Cuna Brokerage Services, Inc.
|Bankers Life Securities, Inc.||Scarborough, ME||May 2016 - Current||< 1|
|Proequities, Inc.||Scarborough, ME||Jun 2010 - Current||6|
|Bankers Life And Casualty||Chicago, IL||Aug 2005 - Current||11|
|Uvest Financial Services Group, Inc.||Scarborough, ME||Mar 2006 - May 2010||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1992|
|S65||NASAA Investment Advisors Law Examination||Jul 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, CT, DE, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MO, NC, NE, NH, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WV