Thomas Brown (CRD# 6951181) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in Scarsdale, NY and has over 5 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Citigroup | Scarsdale, NY | Jun 2022 - Current | 1 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York, NY | Jul 2021 - May 2022 | < 1 |
Jpmorgan Securities LLC | Bronxville, NY | Apr 2018 - Jul 2021 | 3 |
Capital One Bank | Bronxville, NY | Aug 2016 - May 2018 | 1 |
Cablevsion/ Altice Usa | Elmsford, NY | Feb 2016 - Jun 2016 | < 1 |
Innovative Air Solutions | Mt Vernon, NY | Feb 2015 - Feb 2016 | 1 |
Modern Concepts Hvac | Mt Vernon, NY | Nov 2014 - Feb 2015 | < 1 |
Sleepys | Hartsdale, NY | May 2013 - Nov 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jun 2018 |
S66 | NASAA Uniform Combined State Law Examination | Sep 2022 |
- NY
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Total Assets Under Management40,516MILLIONS
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Total Number of Accounts53,880ACCOUNTS
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Average Account Value$751,976
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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