Steven Warren (CRD# 7149296) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Schenectady, NY and has over 2 years of experience in the finance industry.
CRD# 1063197
Lpl Financial LLC
CRD# 6091481
The Ayco Company, LP
CRD# 5123632
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Thrivent Financial | Appleton, WI | Jan 2024 - Current | < 1 |
| Thrivent Investment Management Inc. | Schenectady, NY | Oct 2023 - Current | < 1 |
| Thrivent Financial | Appleton, WI | Oct 2023 - Jan 2024 | < 1 |
| The Vanguard Group, Inc. | Malvern, PA | Jun 2021 - Oct 2023 | 2 |
| Temple University | Philadelphia, PA | Aug 2017 - May 2021 | 3 |
| Pinehaven Country Club | Guilderland, NY | Apr 2020 - Aug 2020 | < 1 |
| The Vanguard Group, Inc. | Malvern, PA | May 2020 - Jul 2020 | < 1 |
| Maynard, O'connor, Smith & Catalinotto LLP | Albany, NY | Dec 2019 - Jan 2020 | < 1 |
| Tropical Smoothie Cafe | Philadelphia, PA | Oct 2019 - Nov 2019 | < 1 |
| Axa Advisors | Clifton Park, NY | Jun 2019 - Aug 2019 | < 1 |
| Pinehaven Country Club | Guilderland, NY | May 2019 - Aug 2019 | < 1 |
| Atsco | Albany, NY | Dec 2018 - Jan 2019 | < 1 |
| Pinehaven Country Club | Guilderland, NY | May 2018 - Aug 2018 | < 1 |
| Pinehaven Country Club | Guilderland, NY | Sep 2015 - Aug 2017 | 1 |
| Guilderland High School | Guilderland Center, NY | Sep 2013 - Jun 2017 | 3 |
| Unemployed | Schenectady, NY | Jun 2011 - Sep 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2021 |
- NY
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Total Assets Under Management14,814MILLIONS
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Total Number of Accounts42,439ACCOUNTS
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Average Account Value$349,060
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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