Daniel Lloyd-Roberts (CRD# 7035489) is an Investment Advisor Representative working at Stoker Ostler, A Part Of Bmo Financial Group in Scottsdale, AZ and has over 5 years of experience in the finance industry. Daniel Lloyd-Roberts has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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Aegis Wealth Partners, LLC
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| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stoker Ostler Wealth Advisors | Scottsdale, AZ | Apr 2022 - Current | 1 |
| Stoker Ostler Wealth Advisors | Scottsdale, AZ | Apr 2019 - Apr 2022 | 3 |
| Bank Of America, N.a. | Scottsdale, AZ | Nov 2018 - Apr 2019 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale, AZ | Oct 2018 - Apr 2019 | < 1 |
| Unemployed | Scottsdale, AZ | May 2018 - Oct 2018 | < 1 |
| Ags Financial Group | Brisbane, | Jan 2017 - May 2018 | 1 |
| Amp Horizons | Brisbane, | May 2016 - Dec 2016 | < 1 |
| Comparethemarket | Brisbane, | May 2014 - May 2016 | 2 |
| Unemployed | Cape Town, | Jan 2014 - May 2014 | < 1 |
| University Of Cape Town | Cape Town, | Jan 2009 - Dec 2013 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2018 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2018 |
- AZ
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Total Assets Under Management2,165MILLIONS
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Total Number of Accounts3,792ACCOUNTS
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Average Account Value$571,065
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AK, AR, AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, KS, LA, MA, MI, MN, MO, MT, NC, NE, NJ, NM, NV, NY, OH, OK, OR, SC, TN, TX, UT, VA, WA, WI, WY
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