Gregory YocumCRD Number: 2981407
Current Firm: Arq Wealth Advisors, LLC
Gregory Yocum (CRD# 2981407) is an Investment Advisor Representative working at Arq Wealth Advisors, LLC in Scottsdale, AZ and has over 19 years of experience in the finance industry. Gregory Yocum has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Arq Wealth Advisors, LLC||Scottsdale, AZ||Jul 2008 - Current||9|
|Bay Properties||Chandler, AZ||Sep 2007 - May 2012||4|
|Vanguard Marketing Corporation||Scottsdale, AZ||Aug 1998 - Jun 2008||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1998|
|S65||NASAA Investment Advisors Law Examination||Aug 2002|
Total Assets Under Management118MILLIONS
Total Number of Accounts404ACCOUNTS
Average Account Value$292,364
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, TX