James Murphy (CRD# 1741399) is an Investment Advisor Representative working at Fbl Wealth Management, LLC in West Des Moines, IA and has over 15 years of experience in the finance industry. James Murphy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6104973
Black Mammoth LLC
CRD# 6935071
Thrivent Investment Management Inc.
CRD# 4343046
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fbl Financial Group | West Des Moines, IA | Dec 2019 - Current | 4 |
| Fbl Marketing Services | West Des Moines, IA | Dec 2019 - Current | 4 |
| Innovative Portfolios, LLC | Indianapolis, IN | Dec 2018 - Nov 2019 | < 1 |
| Arbor Court Capital, LLC | Broadview Heights, OH | Dec 2018 - Nov 2019 | < 1 |
| Sheaff Brock Investment Advisors, LLC | Indianapolis, IN | Apr 2016 - Nov 2019 | 3 |
| Schwab Private Client Investment Advisory, Inc. | Phoenix, AZ | Jan 2012 - Mar 2016 | 4 |
| Charles Schwab & Company, Inc. | Phoenix, AZ | Jan 2008 - Mar 2016 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2008 |
| S63 | Uniform Securities State Law Examination | Jan 2019 |
- AL
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- CO
- DE
- DC
- FL
- GA
- HI
- ID
- IL
- IN
- IA
- KS
- KY
- LA
- MI
- MN
- MO
- MT
- NE
- NV
- NM
- NC
- OH
- OK
- OR
- PA
- SC
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- UT
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Total Assets Under Management9MILLIONS
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Total Number of Accounts1ACCOUNTS
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Average Account Value$8,630,006
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, ND, NE, NM, NV, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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