Monica Kaufman (CRD# 2471533) is an Investment Advisor Representative working at Harmony Asset Management LLC in Mckinney, TX and has over 6 years of experience in the finance industry. Monica Kaufman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5009276
Hedgefield Wealth Management
CRD# 2234163
Cravens Brothers Private Wealth Management LLC
CRD# 2492919
Patton Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Harmony Asset Management LLC | Scottsdale, AZ | Nov 2020 - Current | 3 |
| The Ayco Company, L.p./mercer Allied | Dallas, TX | Aug 2019 - Oct 2020 | 1 |
| Morgan Stanley Smith Barney LLC | Plano, TX | Mar 2018 - Jul 2019 | 1 |
| Morgan Stanley Private Bank, N.a. | New York, NY | Mar 2018 - Jul 2019 | 1 |
| Altissimi, LLC | Mckinney, TX | Nov 2017 - Feb 2018 | < 1 |
| Edward Jones | St. Louis, MO | Apr 2017 - Nov 2017 | < 1 |
| Unemployed | Mckinney, TX | Dec 2016 - Apr 2017 | < 1 |
| Hillford Consulting, LLC | Philadelphia, PA | Feb 2015 - Dec 2016 | 1 |
| Unemployed | Scottsdale, AZ | Aug 2009 - Jan 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2017 |
- TX
-
Total Assets Under Management356MILLIONS
-
Total Number of Accounts481ACCOUNTS
-
Average Account Value$740,487
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AL, AZ, CA, FL, NY, TX
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