Tracy Zullo (CRD# 4293982) is an Investment Advisor Representative working at Capital Wealth Investments in Scranton, PA and has over 23 years of experience in the finance industry.
CRD# 1667988
Trustmont Advisory Group, Inc.
CRD# 1620029
Blackridge Asset Management, LLC
CRD# 1040390
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Zullo Investment Group Dba Capital Wealth Investments | Scranton, PA | Nov 2020 - Current | 3 |
| Bernardo Wealth Planning D/b/a Capital Wealth Investments | Scranton, PA | Dec 2017 - Current | 6 |
| Mutual Securities, Inc. | Camarillo, CA | Jun 2017 - Current | 6 |
| Platinum Wealth Partners D/b/a Capital Wealth Advisors-zullo Inv | Scranton, PA | May 2017 - Nov 2017 | < 1 |
| Purshe Kaplan Sterling Investments | Albany, NY | May 2017 - May 2017 | < 1 |
| Wells Fargo Clearing Services, LLC | Scranton, PA | Nov 2016 - May 2017 | < 1 |
| Wells Fargo Advisors LLC | Scranton, PA | May 2009 - Nov 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2001 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2002 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
- TX
- VA
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Total Assets Under Management328MILLIONS
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Total Number of Accounts1,396ACCOUNTS
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Average Account Value$235,193
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other
FL, MD, NC, NH, NJ, NY, OH, PA, SC, TX, VA
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