Brian JohnsonCRD Number: 5051031
Current Firm: Vinoble Group
Brian Johnson (CRD# 5051031) is an Investment Advisor Representative working at Vinoble Group in Seattle, WA and has over 15 years of experience in the finance industry. Brian Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Royal Alliance Associates, Inc.
Wells Fargo Clearing Services, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Dohj, Llc Dba Vinoble Group||Seattle, WA||May 2019 - Current||2|
|Ameriprise Financial Services, Inc.||Seattle, WA||Dec 2005 - May 2019||13|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management293MILLIONS
Total Number of Accounts954ACCOUNTS
Average Account Value$307,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
CA, HI, MT, OR, TX, WA
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