Scott Rhodes, financial advisor Seattle WA
103 score

Scott Rhodes

CRD Number: 1389335
Current Firm: Northwest Capital Management Inc.
Compensation Model: Fee Only

Scott Rhodes (CRD# 1389335) is a CFA® charterholder and a principal at Northwest Capital Management Inc. in Seattle.  Scott has over 30 years of experience in the finance industry. This includes almost 20 years as a wealth manager and 10 years as a securities regulator with FINRA.  Scott works with a team of principals at his wealth management firm that combine expertise in:

  • Asset management
  • Tax planning
  • Estate, gifting and legacy succession planning
  • Retirement planning

Scott's firm uses an integrated approach to financial management that focuses on the client's goals and objectives.  As a fee-only investment adviser, he works in an environment free of commissions and conflicts arising from in-house investment products.

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Professional Designations
Company Name Location Dates Years
Kutscher Rhodes & Benner, Inc. (Wealth Management) Seattle, WA Apr 1999 - Apr 2017 18
Financial Industry Regulation Authority (Securities Regulator) Seattle, WA Apr 1989 - Apr 1999 10
NKV Corporation (Securities Fraud Expert Witness Services) Redmond, WA Apr 1986 - Apr 1989 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 1999
Contact Info for Scott A. Rhodes
Phone Number: 2065950099
Firm Website:
Registered State(s):
  • WA
  • CA
  • OR
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.


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This advisor has a clean track record with regulators.

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