Shuron Morton, financial advisor Seattle WA
81 score

Shuron Morton

CRD Number: 3075734
Current Firm: Capital One Advisors, LLC

Shuron Morton (CRD# 3075734) is an Investment Advisor Representative working at Capital One Advisors, LLC in Seattle, WA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Capital One Investing, LLC Seattle, WA Jun 2015 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - May 2015 < 1
Morgan Stanley Smith Barney Columbia, MD Aug 2013 - May 2015 1
Pnc Investments Pittsburgh, PA Nov 2012 - Aug 2013 < 1
Pnc Bank Pittsburgh, PA Jul 2012 - Nov 2012 < 1
Pnc Bank Baltimore, MD Apr 2010 - Jul 2012 2
Pnc Invesments Inc. Pittsburgh, PA Apr 2010 - Jul 2012 2
Target Corp Ellicott City, MD Oct 2008 - Apr 2010 1
Allstate Insurance Co Suitland, MD Apr 2009 - Jul 2009 < 1
Wachovia Securities, LLC Baltimore, MD Jun 2003 - Apr 2009 5
Wachovia Bank, N.a. Baltimore, MD Dec 2002 - Apr 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1998
S65 NASAA Investment Advisors Law Examination Jul 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Shuron A. Morton
Phone Number: 206-805-0800
Registered State(s):
  • MD
  • VA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    12
    ACCOUNTS
  • Average Account Value
    $1,343
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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