John Garland, financial advisor Sheboygan WI
83 score

John Garland

CRD Number: 1243341
Current Firm: Morgan Stanley

John Garland (CRD# 1243341) is an Investment Advisor Representative working at Morgan Stanley in Sheboygan, WI and has over 21 years of experience in the finance industry.

Similar Advisors
Brian Ruh, financial advisor Sheboygan WI
Brian P. Ruh
CRD# 1970199
Eagle Strategies LLC
Score
98
Similar Advisors
Theodore Baszler, financial advisor Sheboygan WI
Theodore D. Baszler
CRD# 1793591
Raymond James Financial Services Advisors, Inc.
Score
96
Similar Advisors
Randall Binversie, financial advisor Sheboygan WI
Randall R. Binversie
CRD# 1531045
Cambridge Investment Research Advisors, Inc.
Score
96
Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney Sheboygan, WI Jun 2009 - Current 7
Morgan Stanley & Company Incorporated Sheboygan, WI Apr 2007 - Current 9
Ubs Financial Services Inc. Sheboygan, WI Aug 2006 - Apr 2007 < 1
U. S. Bancorp Piper Jaffray Inc. Sheboygan, WI Jan 2001 - Aug 2006 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1995
S66 NASAA Uniform Combined State Law Examination Aug 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John H. Garland
Phone Number: 914-225-5510
Registered State(s):
  • IL
  • TX
  • WI
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from John Garland and other advisors.
BADGES
83

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.