James Shock
CRD Number: 2729142Current Firm: United Planners' Financial Services Of America A Limited Partner
James Shock (CRD# 2729142) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Shenandoah, TX and has over 28 years of experience in the finance industry.
CRD# 5631324
Astoria Strategic Wealth, Inc.
CRD# 5776541
Equitable Advisors, LLC
CRD# 4079212
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Trilogy University | Spring, TX | Jun 2017 - Current | 6 |
| James Shock | Shenandoah, TX | Jun 2008 - Current | 15 |
| United Planners' Financial Services | Scottsdale, AZ | Apr 2008 - Current | 16 |
| Trilogy Wealth Management | Shenandoah, TX | Feb 2019 - Aug 2023 | 4 |
| Trilogy Wealth Management | The Woodlands, TX | Jun 2015 - Aug 2023 | 8 |
| Shock Financial Group | The Woodlands, TX | Jun 1989 - Feb 2019 | 29 |
| Shock Legal Services | Spring, TX | Nov 2008 - Jan 2016 | 7 |
| Legacy Sports Network | Beaumont, TX | Aug 2010 - Nov 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1996 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2020 |
- TX
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Total Assets Under Management9,326MILLIONS
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Total Number of Accounts43,221ACCOUNTS
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Average Account Value$215,783
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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