Thomas Shankland, financial advisor Shorewood IL
61 score

Thomas Shankland

CRD Number: 1779390
Current Firm: Investment Advisors

Thomas Shankland (CRD# 1779390) is an Investment Advisor Representative working at Investment Advisors in Shorewood, IL and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Harvest Investment Services Shorewood, IL Mar 2014 - Current 2
Proequities, Inc. Naperville, IL Jul 1997 - Current 19
Tmg Life West Des Moines, IA Sep 1995 - Current 21
American Life And Casualty Ins. Company Fargo, ND Feb 1987 - Current 29
National Heritage Life Ins. Company Maitland, FL Jan 1987 - Current 29
American Investors Life Ins. Company Topeka, KS Dec 1984 - Current 32
First Penn-pacific Ins. Company Oak Brook, IL Dec 1983 - Current 33
Guarantee Security Life Ins. Company Jacksonville, FL Aug 1983 - Current 33
Continental Western Life Ins. Company West Des Moines, IA Oct 1981 - Current 35
Shankland And Associates Joliet, IL Oct 1981 - Current 35
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1991
S65 NASAA Investment Advisors Law Examination Mar 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Thomas A. Shankland
Phone Number: 800-288-3035
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    1,998
    MILLIONS
  • Total Number of Accounts
    14,898
    ACCOUNTS
  • Average Account Value
    $134,117
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
61

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