Douglas Moran, financial advisor Shreveport LA

Douglas Moran

CRD Number: 5925398
Current Firm: Dm Financial Group

Douglas Moran (CRD# 5925398) is an Investment Advisor Representative working at Dm Financial Group in Shreveport, LA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Dm Financial Group Shreveport, LA Apr 2019 - Current 5
Self Shreveport, LA Mar 2019 - Apr 2019 < 1
Edward Jones Shreveport, LA Apr 2017 - Feb 2019 1
Extended Vacation Shreveport, LA Jan 2017 - Apr 2017 < 1
Scottrade Shreveport, LA Dec 2011 - Dec 2016 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2017
S65 NASAA Investment Advisors Law Examination Feb 2022
Contact Info for Douglas W. Moran
Phone Number: 318-228-2665
Registered State(s):
  • LA
Current Firm Details
Dm Financial Group
Firm's CRD Number: 304395
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    6
    ACCOUNTS
  • Average Account Value
    $33,194
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

LA

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