Richard Ruggieri (CRD# 7357073) is an Investment Advisor Representative working at Navy Federal Investment Services, LLC in Silverdale, WA and has over 2 years of experience in the finance industry.
CRD# 6533806
Harbour Investments, Inc.
CRD# 4337938
Aspire Capital Advisors LLC
CRD# 1424055
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Navy Federal Financial Group, LLC | Silverdale, WA | Jul 2023 - Current | < 1 |
Navy Federal Investment Services, LLC | Silverdale, WA | Jul 2023 - Current | < 1 |
Lpl Financial, LLC | Bellingham, WA | Oct 2022 - Jul 2023 | < 1 |
Thrivent Investment Management Inc. | Anacortes, WA | Apr 2021 - Oct 2022 | 1 |
Thrivent Financial | Appleton, WI | Apr 2021 - Sep 2022 | 1 |
None | Cranston, RI | Jan 2021 - Apr 2021 | < 1 |
Mainzer Ruder | Mainz, | Oct 2020 - Dec 2020 | < 1 |
Trinity College Dublin | Dublin, | Jul 2017 - Sep 2020 | 3 |
University Of Tulsa | Tulsa, OK | Sep 2013 - Jun 2017 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Apr 2023 |
S63 | Uniform Securities State Law Examination | Jun 2021 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AK
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Total Assets Under Management1,473MILLIONS
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Total Number of Accounts6,072ACCOUNTS
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Average Account Value$242,558
- A percentage of assets under your management
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