Adam Dean (CRD# 6044321) is an Investment Advisor Representative working at Robert W. Baird & Company Incorporated in Sioux City, IA and has over 11 years of experience in the finance industry.
CRD# 2263538
Ameriprise Financial Services, LLC
CRD# 5148357
Ameriprise Financial Services, LLC
CRD# 4244827
Stifel, Nicolaus & Company, Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Robert W. Baird & Company, Inc. | Sioux City, IA | Jul 2020 - Current | 3 |
| Pruco Securities LLC | Sioux City, IA | May 2020 - Jul 2020 | < 1 |
| The Prudential Insurance Company Of America | Sioux City, IA | May 2020 - Jul 2020 | < 1 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2018 - May 2020 | 2 |
| Morgan Stanley | Sioux City, IA | Nov 2017 - May 2020 | 2 |
| J.p. Morgan Securities LLC | Pocatello, ID | Oct 2012 - Oct 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2012 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2018 |
- FL
- IA
- NE
- SD
- TX
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Total Assets Under Management287,515MILLIONS
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Total Number of Accounts331,500ACCOUNTS
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Average Account Value$867,315
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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