Keith BalesCRD Number: 1191629
Current Firm: Thrivent Investment Management Inc.
Keith Bales (CRD# 1191629) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Sioux City, IA and has over 33 years of experience in the finance industry.
Thrivent Investment Management Inc.
Ameriprise Financial Services, Inc.
Woodbury Financial Services, Inc.
|Thrivent Investment Management Inc.||Sioux City, IA||Jul 2002 - Current||15|
|Thrivent Financial For Lutherans||Appleton, WI||Jul 2002 - Current||15|
|Thrivent Financial Bank||Sioux City, IA||Nov 2003 - Dec 2012||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1984|
|S66||NASAA Uniform Combined State Law Examination||Jul 2005|
Total Assets Under Management8,027MILLIONS
Total Number of Accounts36,119ACCOUNTS
Average Account Value$222,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV