David LamCRD Number: 5052501
Current Firm: Focus Investment Advisors, Inc.
David Lam (CRD# 5052501) is an Investment Advisor Representative working at Focus Investment Advisors, Inc. in Solana Beach, CA and has over 16 years of experience in the finance industry. David Lam has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Paradigm Shift Financial, LLC
Madison Avenue Securities, LLC
Lpl Financial LLC
|Focus Investment Advisors, Inc.||Encinitas, CA||Nov 2018 - Current||3|
|Lpl Financial LLC||Encinitas, CA||Oct 2011 - Current||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2005|
|S66||NASAA Uniform Combined State Law Examination||Dec 2006|
Total Assets Under Management704MILLIONS
Total Number of Accounts173ACCOUNTS
Average Account Value$4,072,051
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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