David Schwartz (CRD# 7368770) is an Investment Advisor Representative working at Active Wealth Management LLC in Soquel, CA and has over 4 years of experience in the finance industry.
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 5946406
J.p. Morgan Securities LLC
CRD# 5084885
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Active Wealth Management LLC | Soquel, CA | Mar 2021 - Current | 3 |
| Accounting, Business Services & Taxes, Inc. | Soquel, CA | Apr 2008 - Current | 16 |
| Deja View Farm & Vineyard | Corralitos, CA | Jan 2001 - Current | 23 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Feb 2020 |
- CA
- HI
-
Total Assets Under Management3MILLIONS
-
Total Number of Accounts4ACCOUNTS
-
Average Account Value$813,750
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA, HI
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