David Wood (CRD# 6493509) is an Investment Advisor Representative working at Voya Investment Management Company LLC in South Jordan, UT and has over 9 years of experience in the finance industry.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 840425
Equitable Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Voya Investment Management | South Jordan, UT | Mar 2020 - Current | 4 |
Voya Investment Management Company LLC | New York, NY | Mar 2020 - Current | 4 |
Financial Institution Growth LLC | Salt Lake City, UT | Apr 2015 - Mar 2020 | 4 |
No Employment | South Jordan, UT | Oct 2014 - Mar 2015 | < 1 |
Alostar Bank Of Commerce | Birmingham, AL | Aug 2013 - Sep 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Mar 2015 |
- AK
- AR
- DE
- DC
- GA
- IL
- IN
- KY
- LA
- NM
- ND
- OK
- PR
- RI
- SC
- TX
- UT
- VA
- WA
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Total Assets Under Management241,808MILLIONS
-
Total Number of Accounts96,377ACCOUNTS
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Average Account Value$2,508,976
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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