Stuart Peterson, financial advisor South Kingstown RI

Stuart Peterson

CRD Number: 4271324
Current Firm: Janney Montgomery Scott LLC

Stuart Peterson (CRD# 4271324) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in South Kingstown, RI and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Janney Montgomery Scott LLC Kingstown, RI Oct 2014 - Current 6
Jpmorgan Chase Bank, N.a. Providence, RI Jun 2012 - Oct 2014 2
J.p. Morgan Securities LLC Providence, RI Jun 2012 - Oct 2014 2
Jpmorgan Chase Bank, N.a. Chicago, IL Oct 2010 - Jun 2012 1
J.p. Morgan Securities LLC Chicago, IL Jul 2008 - Jun 2012 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2000
S66 NASAA Uniform Combined State Law Examination Aug 2007
Contact Info for Stuart L. Peterson
Phone Number: 215-665-6000
Registered State(s):
  • IL
  • NC
  • RI
By the Numbers
  • Total Assets Under Management
    50,316
    MILLIONS
  • Total Number of Accounts
    149,817
    ACCOUNTS
  • Average Account Value
    $335,850
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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