Carman Hicks, financial advisor Southern Pines NC
93 score

Carman Hicks

CRD Number: 3156997
Current Firm: Ameriprise Financial Services, Inc.

Carman Hicks (CRD# 3156997) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Southern Pines, NC and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Ids Life Insurance Company Raleigh, NC Nov 1998 - Current 18
American Express Financial Advisors Inc. Raleigh, NC Nov 1998 - Current 18
Greenshields Brewery & Pub Raleigh, NC Feb 1997 - Current 19
Nc State University Raleigh, NC Aug 1994 - Current 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1999
S65 NASAA Investment Advisors Law Examination Feb 1999
Contact Info for Carman T. Hicks
Phone Number: 612-671-3131
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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