Nicholas KaplenskiCRD Number: 5922845
Current Firm: Edward Jones
Nicholas Kaplenski (CRD# 5922845) is an Investment Advisor Representative working at Edward Jones in Southport, NC and has over 6 years of experience in the finance industry.
Les H. Kern
Rs Wealth Management, LLC
Tilia Fiduciary Partners, Inc.
|Edward Jones||St Louis, MO||Sep 2012 - Current||5|
|Bank Of America, N.a.||Greenville, SC||Dec 2011 - Aug 2012||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Greenville, SC||Oct 2011 - Aug 2012||< 1|
|Waddell & Reed, Inc.||Columbia, SC||May 2011 - Oct 2011||< 1|
|Waddell & Reed||Columbia, SC||May 2011 - Oct 2011||< 1|
|Ruby Tuesday||Greenville, SC||May 2011 - Oct 2011||< 1|
|Clemson University||Clemson, SC||Aug 2010 - May 2011||< 1|
|Clemson University||Clemson, SC||Aug 2006 - May 2011||4|
|Kings Mtn. Nmp||Blacksburg, SC||Jan 2010 - Aug 2010||< 1|
|National Park Service||Blacksburg, SC||Jan 2010 - Aug 2010||< 1|
|Clemson University||Clemson, SC||Aug 2009 - Jan 2010||< 1|
|Wilmington Cc||Wilmington, DE||May 2009 - Aug 2009||< 1|
|Wilmington Country Club||Wilmington, DE||May 2009 - Aug 2009||< 1|
|Clemson University||Clemson, SC||Aug 2008 - May 2009||< 1|
|Unemployed (high School)||Aiken, SC||Aug 2007 - Aug 2008||1|
|Sc Dot||Aiken, SC||May 2007 - Aug 2007||< 1|
|South Carolina Department Of Transportation||Aiken, SC||May 2007 - Aug 2007||< 1|
|Cvs Pharmacy||North Augusta, SC||May 2006 - Aug 2007||1|
|Unemployed (high School)||Aiken, SC||May 2001 - May 2007||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management140,424MILLIONS
Total Number of Accounts777,048ACCOUNTS
Average Account Value$180,715
- A percentage of assets under your management
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