Dale Walker (CRD# 4715946) is an Investment Advisor Representative working at Optivise Advisory Services LLC in Sparta, TN and has over 20 years of experience in the finance industry.
CRD# 6063492
Lpl Financial LLC
CRD# 4860131
Cetera Investment Advisers LLC
CRD# 5440893
Stifel, Nicolaus & Company, Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Optivise Advisory Services, LLC | Franklin, TN | Apr 2021 - Current | 3 |
| Efficient Insulation/dr Energy Saver | Sparta, TN | Feb 2014 - Current | 10 |
| Suncastle Solutions | Sparta, TN | Jan 2011 - Current | 13 |
| Walker Enterprises | Sparta, TN | Jul 2007 - Current | 16 |
| Walker Auto Sales | Sprata, TN | Jan 2000 - Current | 24 |
| Panthrex Asset Management | Franklin, TN | Sep 2016 - Apr 2021 | 4 |
| Cfd Investments, Inc. | Kokomo, IN | Aug 2014 - Aug 2016 | 2 |
| Creative Financial Designs, Inc. | Kokomo, IN | Aug 2014 - Aug 2016 | 2 |
| Gradient Securities, LLC | Arden Hills, MN | Dec 2012 - Aug 2014 | 1 |
| Gradient Advisors, LLC | Arden Hills, MN | Dec 2012 - Aug 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2004 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2010 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TN
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Total Assets Under Management255MILLIONS
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Total Number of Accounts1,611ACCOUNTS
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Average Account Value$157,991
- A percentage of assets under your management
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