Tj SetroCRD Number: 1428815
Current Firm: Bfc Planning, Inc.
Tj Setro (CRD# 1428815) is an Investment Advisor Representative working at Bfc Planning, Inc. in Spartanburg, SC and has over 31 years of experience in the finance industry.
Cetera Advisor Networks LLC
1st Global Advisors Inc.
Securities America Advisors, Inc.
|Bfc Planning, Inc.||Spartanburg, SC||Nov 2013 - Current||3|
|Berthel Fisher & Company Financial Services, Inc.||Spartanburg, SC||Dec 2008 - Current||8|
|Setro||Spartanburg, SC||Jan 1995 - Dec 2012||17|
|Raymond James Financial Services, Inc.||Spartanburg, SC||May 1999 - Dec 2008||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1986|
|S65||NASAA Investment Advisors Law Examination||Oct 1998|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management226MILLIONS
Total Number of Accounts1,960ACCOUNTS
Average Account Value$115,102
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, WA, WI, WV