Richard BatesCRD Number: 1452607
Current Firm: Sound Income Strategies, LLC
Richard Bates (CRD# 1452607) is an Investment Advisor Representative working at Sound Income Strategies, LLC in Spokane, WA and has over 31 years of experience in the finance industry.
Concert Wealth Management
Penn Cove Financial, LLC
|Sound Income Strategies, LLC||New York, NY||Dec 2014 - Current||2|
|Integrity Investment & Tax Advisory, Llc (159803)||Liberty Lake, WA||May 2011 - Current||6|
|Integrity Investments Inc.||Kalispell, MT||Feb 1996 - May 2011||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1986|
|S65||NASAA Investment Advisors Law Examination||Nov 2014|
Total Assets Under Management320MILLIONS
Total Number of Accounts1,450ACCOUNTS
Average Account Value$220,690
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
AL, AZ, CA, CT, FL, GA, HI, IA, ID, IL, KS, MI, MO, MT, NC, NE, NJ, NY, OH, OK, PA, TN, TX, VA, WA, WI
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