Richard Bates, financial advisor Spokane WA
93 score

Richard Bates

CRD Number: 1452607
Current Firm: Sound Income Strategies, LLC

Richard Bates (CRD# 1452607) is an Investment Advisor Representative working at Sound Income Strategies, LLC in Spokane, WA and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Sound Income Strategies, LLC New York, NY Dec 2014 - Current 2
Integrity Investment & Tax Advisory, Llc (159803) Liberty Lake, WA May 2011 - Current 5
Integrity Investments Inc. Kalispell, MT Feb 1996 - May 2011 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1986
S65 NASAA Investment Advisors Law Examination Nov 2014
Contact Info for Richard B. Bates
Phone Number: (914) 921-2505
Registered State(s):
  • ID
  • MT
  • WA
By the Numbers
  • Total Assets Under Management
    112
    MILLIONS
  • Total Number of Accounts
    1,442
    ACCOUNTS
  • Average Account Value
    $77,769
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AL, CA, CT, FL, GA, IA, ID, IL, KS, MI, MO, MT, NE, NJ, NY, PA, TN, TX, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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