Phillip Flores, financial advisor Spring TX
93 score

Phillip Flores

CRD Number: 5342183
Current Firm: J.p. Morgan Securities LLC

Phillip Flores (CRD# 5342183) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Spring, TX and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Houston, TX Oct 2012 - Current 4
Chase Investment Services Corp Houston, TX Sep 2011 - Oct 2012 1
Mml Investors Services Houston, TX Apr 2011 - Aug 2011 < 1
Massmutual Financial Group Houston, TX Apr 2011 - Aug 2011 < 1
Guardian Life Houston, TX Jan 2011 - Mar 2011 < 1
New England Securities Houston, TX Dec 2010 - Jan 2011 < 1
Axa Advisors, LLC New York, NY May 2007 - Dec 2010 3
Texas State University San Marcos, TX Jun 2001 - May 2007 5
Heb San Marcos, TX Jul 2001 - Dec 2006 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2007
Contact Info for Phillip E. Flores
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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