Luong Pham (CRD# 2830422) is an Investment Advisor Representative working at Axim Planning & Wealth in Springboro, OH and has over 27 years of experience in the finance industry.
CRD# 7298322
Truly Prosper Financial Planning LLC
CRD# 6665238
U.s. Bancorp Investments, Inc.
CRD# 3004878
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Axim Wealth Management Llc Dba Axim Planning & Wealth | Dayton, OH | Mar 2022 - Current | 2 |
| Axim Insurance LLC | Dayton, OH | Dec 2017 - Current | 6 |
| Axim Wealth Management Dba Axim Planning & Wealth | Dayton, OH | Mar 2017 - Current | 7 |
| Cetera Advisors LLC | Denver, CO | May 2019 - Apr 2022 | 2 |
| Tcfg Investment Advisors, LLC | Laguna Niguel, CA | Dec 2017 - Jun 2019 | 1 |
| Tcfg Wealth Management, LLC | Laguna Niguel, CA | Dec 2017 - Jan 2018 | < 1 |
| Fsic | Boca Raton, FL | Dec 2017 - Dec 2017 | < 1 |
| United Advisors Services | Centersville, OH | Dec 2017 - Dec 2017 | < 1 |
| Wells Fargo Clearing Services, LLC | Centerville, OH | Dec 2012 - Dec 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1997 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
- TX
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Total Assets Under Management129MILLIONS
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Total Number of Accounts504ACCOUNTS
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Average Account Value$256,575
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
FL, OH, SC, TX
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