Michael Thompson, financial advisor Springboro OH
83 score

Michael Thompson

CRD Number: 5362461
Current Firm: Cuso Financial Services, LP

Michael Thompson (CRD# 5362461) is an Investment Advisor Representative working at Cuso Financial Services, LP in Springboro, OH and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Wright-patt Credit Union Centerville, OH Feb 2016 - Current < 1
Cuso Financial Service, LP San Diego, CA Feb 2016 - Current < 1
Key Investment Services Springfield, OH Feb 2013 - Feb 2016 3
Multi-financial Securities Corporation Denver, CO May 2012 - Feb 2013 < 1
U.s. Bancorp Investments, Inc. Cincinnati, OH Mar 2010 - May 2012 2
Chase Investment Services Cincinnati, OH Jul 2008 - Mar 2010 1
Natcity Investments Inc. Cincinnati, OH Jun 2007 - Jun 2008 1
National City Bank Cincinnati, OH Sep 2006 - Jun 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2007
S66 NASAA Uniform Combined State Law Examination Sep 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Michael K. Thompson
Phone Number: 858-530-4400
Firm Website: https://cusonet.com
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    1,812
    MILLIONS
  • Total Number of Accounts
    14,085
    ACCOUNTS
  • Average Account Value
    $128,623
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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