Nicholas Simmons, financial advisor Springdale OH
75 score

Nicholas Simmons

CRD Number: 6263186
Current Firm: Primerica Advisors

Nicholas Simmons (CRD# 6263186) is an Investment Advisor Representative working at Primerica Advisors in Springdale, OH and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Pfs Investments Inc. Springdale, OH Mar 2014 - Current 2
Primerica Financial Services Springdale, OH Mar 2013 - Current 3
Linden Grove Schools Cincinnati, OH Jan 2012 - Current 5
Unemployed Cincinnati, OH Sep 2009 - Jan 2012 2
Tql Cincinnati, OH Sep 2008 - Sep 2009 1
Profit Flornce, KY Oct 2007 - Sep 2008 < 1
Applebees Eastgate, OH Aug 2005 - Oct 2007 2

Nicholas Simmons has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Nicholas E. Simmons
Phone Number: 800-544-5445
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
75

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