Steven Marantz, financial advisor Springfield MA
63 score

Steven Marantz

CRD Number: 1082207
Current Firm: Citizens Securities, Inc.

Steven Marantz (CRD# 1082207) is an Investment Advisor Representative working at Citizens Securities, Inc. in Springfield, MA and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Cco Investment Services Corp Springfield, MA May 2014 - Current 2
Stafford Savings Bank Stafford Springs, CT Mar 2013 - May 2014 1
Infinex Investments, Inc. Rockville, CT Jun 2008 - May 2014 5
Rockville Bank Rockville, CT Jun 2008 - Feb 2013 4
Banc Of America Investment Services, Inc. Springfield, MA Dec 2006 - Jun 2008 1
Banc Of America Insurance Services, Inc. East Springfield, MA Dec 2006 - Jun 2008 1
Bancnorth Investment Group, Inc. St. Cloud, MN Jan 2005 - Dec 2006 1
Td Banknorth Springfield, MA Sep 2001 - Dec 2006 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1982
S65 NASAA Investment Advisors Law Examination Sep 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Steven M. Marantz
Phone Number: 1-800-942-8300
Registered State(s):
  • CT
  • NH
By the Numbers
  • Total Assets Under Management
    27,379
    MILLIONS
  • Total Number of Accounts
    19,253
    ACCOUNTS
  • Average Account Value
    $1,422,068
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
63

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