Dwight Fay (CRD# 2154399) is an Investment Advisor Representative working at Auxan Capital Advisors, LLC in Springfield, MO and has over 32 years of experience in the finance industry.
CRD# 5600823
Ameriprise Financial Services, LLC
CRD# 1351311
Edward Jones
CRD# 2020476
Pension Consultants Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Auxan Capital Advisors | Springfield, MO | Nov 2018 - Current | 5 |
| Unemployed | Springfield, MO | Sep 2018 - Oct 2018 | < 1 |
| Ameriprise Financial Services, Inc. | Springfield, MO | Sep 2005 - Sep 2018 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1991 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2023 |
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Total Assets Under Management70MILLIONS
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Total Number of Accounts946ACCOUNTS
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Average Account Value$73,769
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AR, KS, LA, MO, OH, TN, TX
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