Rosa Shala (CRD# 2476439) is an Investment Advisor Representative working at Tucker Asset Management LLC in St. Augustine Beach, FL and has over 19 years of experience in the finance industry. Rosa Shala has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2725491
Ameriprise Financial Services, LLC
CRD# 1575083
Ameriprise Financial Services, LLC
CRD# 4687818
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tucker Asset Management LLC | Littleton, CO | Mar 2024 - Current | < 1 |
| Shala Financial | Saint Augustine, FL | Feb 2005 - Current | 19 |
| Wealth Watch Advisors, LLC | St. Augustine Beach, FL | Jul 2022 - Mar 2024 | 1 |
| Sound Income Strategies, LLC | Saint Augustine, FL | Jul 2017 - Jul 2022 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2004 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2017 |
- FL
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Total Assets Under Management476MILLIONS
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Total Number of Accounts6,427ACCOUNTS
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Average Account Value$74,137
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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