John KnoxCRD Number: 1407389
Current Firm: Eagle Ridge Investment Management LLC
John Knox (CRD# 1407389) is an Investment Advisor Representative working at Eagle Ridge Investment Management LLC in Stamford, CT and has over 31 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Eagle Ridge Investment Management LLC||Westport, CT||Aug 2008 - Current||9|
|Ust Securities Corp.||Stamford, CT||Aug 2003 - Aug 2008||5|
|U.s. Trust Company||Stamford, CT||Jun 1995 - Aug 2008||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1986|
|S65||NASAA Investment Advisors Law Examination||May 1992|
Total Assets Under Management520MILLIONS
Total Number of Accounts497ACCOUNTS
Average Account Value$1,047,207
- A percentage of assets under your management
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, CT, FL, MA, MD, NC, NH, NJ, NY, PA, TX