John Knox, financial advisor Stamford CT
96 score

John Knox

CRD Number: 1407389
Current Firm: Eagle Ridge Investment Management LLC

John Knox (CRD# 1407389) is an Investment Advisor Representative working at Eagle Ridge Investment Management LLC in Stamford, CT and has over 30 years of experience in the finance industry.

Similar Advisors
Nat Prentice, financial advisor Stamford CT
Nat Prentice
CRD# 832532
Altium Wealth Management LLC
Score
107
Similar Advisors
Seaver Wang, financial advisor Stamford CT
Seaver T. Wang
CRD# 4643543
Karagosian Financial Services, Inc.
Score
104
Similar Advisors
John Henry Hug, financial advisor Stamford CT
John Henry Hug
CRD# 3114010
Ubs Financial Services Inc.
Score
103
Professional Designations
Company Name Location Dates Years
Eagle Ridge Investment Management LLC Westport, CT Aug 2008 - Current 8
Ust Securities Corp. Stamford, CT Aug 2003 - Aug 2008 5
U.s. Trust Company Stamford, CT Jun 1995 - Aug 2008 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1986
S65 NASAA Investment Advisors Law Examination May 1992
Contact Info for John J. Knox
Phone Number: 203-227-4515
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    520
    MILLIONS
  • Total Number of Accounts
    497
    ACCOUNTS
  • Average Account Value
    $1,047,207
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CA, CT, FL, MA, MD, NC, NH, NJ, NY, PA, TX

Ready to hire a financial advisor? Get competitive proposals from John Knox and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.