Peter ScholtzCRD Number: 873183
Current Firm: Scholtz & Co
Compensation Model: Fee Only
Scholtz & Company is an investment management firm which provides customized investment services to individuals and institutions. Specifically, Scholtz & Company manages its clients' individual investment accounts to help build and maintain a bright financial future. At Scholtz & Company, we are committed to building lifelong client relationships by providing exceptional service, personalized portfolios and superior long-term performance. These are goals we have been successfully achieving since our firms beginning.
- Investment management
- Buying a home
- Career change
- College preparation
- Getting married
- Having a child
- Job loss
- Retirement planning
- Sudden wealth
- Concentrated / highly appreciated positions
- Stock options / restricted stock
Scholtz & Company was established to provide the necessary individual attention and customization that every client deserves when dealing with their financial investment needs. We understand that everyone is unique and must have an investment approach that accommodates his/her individual circumstances. As a result, our client portfolios are customized based on a variety of factors including each individual’s risk profile, income needs, time horizon and stated investment goals. We are also happy to accommodate clients with social or other unique investment considerations. As part of our new client process we determine what general investment strategy (or rough asset allocation between stocks and bonds) makes sense for their individual needs and work within the framework of our primary strategies: All Cap Equity, Balanced, Income and Tactical Allocation strategies. Additionally, Scholtz & Company has a more focused all-equity strategy, Small Cap Equity. Within each of these broad strategies, however, portfolios are then further modified to suit each individual client. For instance, some Equity accounts may be managed far more aggressively or conservatively than others based on the clients’ preferences and financial situation. We find these broad investment strategies to be useful because they provide Scholtz & Company an appropriate investment framework for each individual along with allowing our clients to have transparency and expectations into how their investments are generally being allocated.
Scholtz & Company, LLC is compensated for advisory services by a percentage-based fee. Fees are calculated as a percentage of assets at the beginning of each quarter. The management fee schedule for the All Cap Equity, Small Cap Equity, and Tactical Allocation composites are as follows: 1.25% on the first $1million; 1.0% thereafter. Both the Balanced and Income composites adhere to a management fee schedule as follows: 1.00% on the first $5million; 0.90% thereafter.
|Scholtz & Company, LLC||New York, NY||Apr 1994 - Current||22|
|Smith Barney||New York , NY||Jun 1979 - Apr 1994||14|
|Bankers Trust||New York, NY||Sep 1974 - Jan 1978||3|
|Bachelor of Science||Ohio Wesleyan University||Economics||May 1974|
|Master of Business Administration||Columbia University||Finance||May 1979|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1980|
|S7||General Securities Representative Examination (GS)||Jan 1980|
|S65||NASAA Investment Advisors Law Examination||Jul 2012|
Total Assets Under Management137MILLIONS
Total Number of Accounts206ACCOUNTS
Average Account Value$664,784
CA, CT, FL, LA, NJ, NY, TX
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