Steven Buczek (CRD# 6781978) is an Investment Advisor Representative working at Td Private Client Wealth LLC in New York, NY and has over 2 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Td Bank N.a. | Stamford, CT | Nov 2021 - Current | 2 |
| Td Private Client Wealth LLC | Stamford, CT | Nov 2021 - Current | 2 |
| Td Bank N.a. | Stratford, CT | Jan 2018 - Oct 2021 | 3 |
| Park Avenue Securities | Hamden, CT | Sep 2017 - Dec 2017 | < 1 |
| Guardian Life Insurance | Hamden, CT | Sep 2017 - Dec 2017 | < 1 |
| Park Avenue Securities | Madison, CT | Aug 2017 - Sep 2017 | < 1 |
| Guardian Life Insurance Company | Madison, CT | Feb 2017 - Sep 2017 | < 1 |
| New York Life | Stratford, CT | Oct 2015 - Jan 2017 | 1 |
| Western New England University | Springfield, MA | Aug 2011 - Oct 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jan 2022 |
- CT
- NY
-
Total Assets Under Management12,265MILLIONS
-
Total Number of Accounts16,422ACCOUNTS
-
Average Account Value$746,855
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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